TQR prioritises transparency and compliance with regulatory standards. Our Regulatory Disclosure page provides essential information about our commitment to adhering to legal and regulatory requirements, ensuring that our operations and practices are conducted with integrity and accountability.
Understanding Regulatory Disclosure
Regulatory disclosure involves providing clear and accurate information about a company’s compliance with relevant laws, regulations, and industry standards. This includes transparency about our risk management practices, financial reporting, and operational procedures to maintain trust and meet regulatory expectations.
Our Commitment to Compliance
Adherence to Regulations: We are dedicated to following all applicable regulations, including industry-specific requirements and international standards. Our policies and practices are designed to ensure full compliance, minimising regulatory risks and avoiding potential penalties.
Risk Management Practices: Our comprehensive risk management framework includes rigorous assessments to identify and mitigate potential risks. We ensure that our disclosures reflect our proactive approach to managing operational, financial, and compliance risks.
Data Protection and Security: We are committed to safeguarding sensitive information and maintaining robust data protection measures. Our practices comply with data protection laws such as GDPR and local regulations to prevent data breaches and unauthorized access.
Penalties & Enforcement
Data Leakage: We maintain stringent controls to prevent data breaches and unauthorized access. In the event of any data leakage, we promptly address the issue, report it as required, and implement corrective actions to mitigate impact.
Business Continuity: Our business continuity plans are designed to address and recover from disruptions. We continuously review and update our contingency plans to ensure resilience and compliance with regulatory requirements.
KYC and Compliance: Our Know Your Customer (KYC) procedures are designed to meet regulatory standards and prevent financial crimes. We implement thorough verification processes to ensure compliance with anti-money laundering and counter-terrorism financing regulations.
Regulatory Reporting & Transparency
Regular Disclosures: We provide regular updates and disclosures regarding our compliance status, risk management practices, and any significant changes to our operations. Our transparency ensures that stakeholders are informed about our regulatory adherence.
Audit and Review: We undergo regular internal and external audits to verify our compliance with regulatory requirements. These reviews help us maintain high standards and address any areas for improvement promptly.
Stakeholder Communication: We engage with stakeholders to address their concerns and provide information about our compliance efforts. Our commitment to open communication fosters trust and ensures that we meet our regulatory obligations effectively.
